Regulatory Framework

Dodd-Frank Act & Non-resident clients

Products presented on this site may only be offered in countries where their marketing and promotion are permitted. The entry into force of the U.S. Dodd-Frank Act impacts French asset managers and imposes specific restrictions and obligations when marketing investment products to U.S. residents. Accordingly, shares of vehicles managed by Aedgis cannot be subscribed to or transferred by “US persons” as defined under SEC Regulation S.

Conflict of Interest Policy

In compliance with regulations, Aedgis has implemented a conflict-of-interest policy to prevent, identify and handle conflicts, and to avoid harming client interests. The policy is available to any client or third party on request.

Complaints Handling Policy

Aedgis has set up a harmonised complaints handling procedure. A client wishing to file a complaint should send a letter to the company’s registered office (Aedgis – Attention: Compliance & Internal Control – 121 avenue de Malakoff, 75116 Paris) or email contact@aedgis.com with “Complaint” in the subject. An acknowledgement will be sent within 10 business days; a response will be provided within two months, unless exceptional circumstances justify a delay. If unsatisfied, clients may appeal to the AMF mediation service (AMF Ombudsman).

Best Execution / Best Selection Policy

This policy describes procedures for best execution and the selection of intermediaries. It is available on request. aedgis.com

Voting Rights Policy

Aedgis maintains policies, procedures and measures for exercising voting rights in line with market governance recommendations; the policy is available on request.